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Documentation
To view the following documents please download a free copy of the Adobe Reader.

Certificate of Foreign Status
is required for non-U.S. citizens.
Risk Disclosure
Information pertaining to our website and risk involved in trading securities.
Information Brochure
Cash account customer information brochure.
Funds Transfer Form
Client funds transfer form to receive proceeds of transaction.
Fair Share Letter
Overview client assessment process
DWAC
Definition of DWAC in detail


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